CFA Institute has published an Exposure Draft outlining a series of potential revisions to the CFA Institute Code of Ethics and Standards of Professional Conduct and is seeking your comment. For more information, kindly visit the CFA Institute website here. How to...
Extracts from consultation paper: “The Guidelines on Fair Dealing were first introduced in 2009 under the Financial Advisers Act, to promote fair dealing by financial institutions with a deliberate focus on customer outcomes. The Guidelines currently set out five...
Extracts from consultation paper: “Despite the high risks involved, cryptocurrencies continue to attract much speculative consumer interest. This is due in part to the saliency of alleged “success stories” of spectacular gains made over a short period of time,...
“Since the introduction of the Singapore Stewardship Principles (SSP) for Responsible Investors in 2016, capital markets have undergone profound changes. As the world shifts towards a more inclusive form of capitalism, attention on and concern over how capital markets...
“The MAS complex products regime was first put in place in 2012 following the global financial crisis, in line with developments internationally to enhance investor protection. Financial innovation has since led to an increasing number of investment products with more...
