Consultation Paper on Recommended Changes to the CFA Institute Code of Ethics and Standards of Professional Conduct
CFA Institute has published an Exposure Draft outlining a series of potential revisions to the CFA Institute Code of Ethics and Standards of Professional Conduct and is seeking your comment. For more information, kindly visit the CFA Institute website here. How to...MAS Consultation Paper: Revisions to Guidelines on Fair Dealing – Board and Senior Management Responsibilities for Delivering Fair Dealing Outcomes to Customers
Extracts from consultation paper: “The Guidelines on Fair Dealing were first introduced in 2009 under the Financial Advisers Act, to promote fair dealing by financial institutions with a deliberate focus on customer outcomes. The Guidelines currently set out five...
Bonds and fixed income: Where’s the hedge? – by Derek Horstmeyer, Jason Huddler and Jianyu Ren
20221228...