An effective enforcement framework comprises early detection and immediate containment of breaches. So does whistleblowing. Respond by 30 August 2020. If you would like your identity to be kept confidential, please let us know in your response to us. VIEW THE...
Calling all risk and compliance personnel – this is your chance to respond to propose changes by MAS on: a) expanded power to issue prohibition ordersb) regulate virtual asset service providers for anti-money laundering and countering of financing of terrorismc) power...
MAS issued a consultation paper on “Proposed Guidelines on Environmental Risk Management” and invited feedback from asset managers, insurers and banks on enhancing FIs’ environmental risk management pratices. VIEW CONSULTATION PAPER (ASSET MANAGERS) VIEW...
Climate change is a major global risk. Asset Managers, Insurers and Banks should take concerted action to transition to an environmentally sustainable economy. As such, MAS is proposing to issue the Guidelines to enhance FIs’ environmental risk management practices....
SGX issued a consultation on “Review of the Tools Used to Deal with Market Manipulation Risk” and invited feedback on the removal of the minimum trading price (“MTP”) framework and set out our expectations in relation to the administration of the financial...
MAS plans to revise the Notice’s requirements in the area of expense charging and allocation as follows: a) Roles and responsibilities of the Board, senior management and appointed actuary b) Requirements on expense charging, expense analysis and loading of expenses...
