For over 40 years, CFA Institute has charged a volunteer committee of charterholders (Standards of Practice Council) with periodically reviewing the Code and Standards to ensure that it remains robust and relevant and represents the vanguard of ethical conduct...
“As part of our [MAS] efforts to improve industry standards, MAS is proposing to introduce regulatory requirements on the conduct of due diligence by CF [corporate finance] advisers, via a new Notice. This will raise the minimum standards of conduct of CF advisers,...
“Since the introduction of the Singapore Stewardship Principles (SSP) for Responsible Investors in 2016, capital markets have undergone profound changes. As the world shifts towards a more inclusive form of capitalism, attention on and concern over how capital markets...
“The MAS complex products regime was first put in place in 2012 following the global financial crisis, in line with developments internationally to enhance investor protection. Financial innovation has since led to an increasing number of investment products with more...
Should climate-related disclosures be mandated? How about board diversity policy? If so, which sector should start the ball rolling? • You do not need to answer all questions but justification and explanation would be much appreciated• If you would like your identity...
This consultation paper concerns investor protection safeguards for selected clients. They are defined as a client who meets any two of the following criteria: – (a) Is 62 years of age or older (b) Is not proficient in spoken or written English (c) Has below GCE...
