This consultation paper concerns investor protection safeguards for selected clients. They are defined as a client who meets any two of the following criteria: – (a) Is 62 years of age or older (b) Is not proficient in spoken or written English (c) Has below GCE...
DDSCFA Institute is developing voluntary, global industry standards, the CFA Institute ESG Disclosure Standards for Investment Products (the “Standards”), to establish disclosure requirements for investment products with ESG-related features. The purpose of the...
SGX sought feedback, views and suggestions from the public on SGX’s proposal to introduce a primary listing framework for Special Purpose Acquisition Companies (“SPACs”) in Singapore, to list on the Mainboard of Singapore Exchange Securities Trading Limited (“SGX-ST”)...
The paper discusses merits of a taxonomy for Singapore-based Financial Institutions, with particular relevance to those active across ASEAN, sets out a basic approach to a taxonomy, identifies economic sectors important to Singapore and ASEAN which would particularly...
The CFA Society Singapore Advocacy team responds to MAS’s proposed legal amendments to the FAA Notice and SFA Notice to implement changes to the CMFAS Examination. VIEW THE CONSULTATION PAPER VIEW CFA SOCIETY SINGAPORE'S...
An effective enforcement framework comprises early detection and immediate containment of breaches. So does whistleblowing. Respond by 30 August 2020. If you would like your identity to be kept confidential, please let us know in your response to us. VIEW THE...
