MAS proposed changes to the CMFAS Examination: (i) introduce ethics and skills content into the existing rules and regulations modules; (ii) tailor the modules for appointed representatives trading on the respective securities and derivatives exchanges; and (iii)...
An effective enforcement framework comprises early detection and immediate containment of breaches. So does whistleblowing. Respond by 30 August 2020. If you would like your identity to be kept confidential, please let us know in your response to us. VIEW THE...
Calling all risk and compliance personnel – this is your chance to respond to propose changes by MAS on: a) expanded power to issue prohibition ordersb) regulate virtual asset service providers for anti-money laundering and countering of financing of terrorismc) power...
MAS issued a consultation paper on “Proposed Guidelines on Environmental Risk Management” and invited feedback from asset managers, insurers and banks on enhancing FIs’ environmental risk management pratices. VIEW CONSULTATION PAPER (ASSET MANAGERS) VIEW...
MAS plans to revise the Notice’s requirements in the area of expense charging and allocation as follows: a) Roles and responsibilities of the Board, senior management and appointed actuary b) Requirements on expense charging, expense analysis and loading of expenses...
SGX proposes changes to the SGX Listing Rules (Mainboard) (“Mainboard Rules”) and SGX Listing Rules (Catalist) (“Catalist Rules”) (collectively the “Listing Rules”) requirements on property valuation and audit practices for issuers listed on Singapore...
