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Consultation Paper on CFA Institute Code and Standards

| 2022, Consultation Papers

For over 40 years, CFA Institute has charged a volunteer committee of charterholders (Standards of Practice Council) with periodically reviewing the Code and Standards to ensure that it remains robust and relevant and represents the vanguard of ethical conduct...

MAS Consultation Paper on Introduction of Due Diligence Requirements for Corporate Finance Advisers

| 2022, Consultation Papers

“As part of our [MAS] efforts to improve industry standards, MAS is proposing to introduce regulatory requirements on the conduct of due diligence by CF [corporate finance] advisers, via a new Notice. This will raise the minimum standards of conduct of CF advisers,...
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